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Supporting independent advisors’ needs & realities

Like you, we are creative entrepreneurs at heart. No financial challenge is too big or too small. Beyond compliance and consultation, we address many vital areas for RIA growth that other firms do not. We offer RIAs not only advanced platforms and products but also comprehensive support services to manage and develop their practice.

Cape provides you with flexible technology and support needed to be truly independent. We are committed to remaining flexible and open to adding new relationships for you to access. As a representative in our alliance, you have the opportunity to collaborate and network with fellow producers and industry experts. Our extensive home office support assists you in all areas of wealth management. We help you locate new growth streams, learn new case development techniques, and identify the qualities that differentiate you as an independent financial advisor.

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Cape Securities

1600 Pennsylvania Avenue
McDonough, GA 30253

P. (678) 583-1120
F. (678) 583-1258

Securities offered through Cape Securities, Inc., Member FINRA, SIPC, MSRB Registered. Advisory services offered through Cape Investment Advisory, Inc. Clearing services provided by Hilltop Securities, Inc.

Learn about your advisor at FINRA BrokerCheck.

To review our Business Continuity Plan Disclosure, go here.

To review our fee schedule, go here.

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