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Strategic clearing and custodial partnerships

Our partnership with Hilltop Securities (HTS) provides personalized service and a strong platform of clearing and custodial support. HTS is a pioneer in the fully disclosed securities clearing business. HTS has been providing clearing solutions to broker-dealers throughout the U.S. and Canada for more than 40 years. HTS delivers value beyond securities execution to help users capitalize on new opportunities and address the challenges of an evolving industry. The firm’s powerful and flexible platform provides clients with real-time access to all of their data all of the time.

Cape also offers you a choice of established custodians for your advisory assets, as Cape Investment Advisory, Inc. has custodial relationships with recognized leaders such as:

  • Charles Schwab Institutional
  • TD Ameritrade Institutional
  • TradePMR
  • Interactive Brokers
  • Mainstar Trust for Non-standard Assets
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Cape Securities

1600 Pennsylvania Avenue
McDonough, GA 30253

P. (678) 583-1120
F. (678) 583-1258

Securities offered through Cape Securities, Inc., Member FINRA, SIPC, MSRB Registered. Advisory services offered through Cape Investment Advisory, Inc. Clearing services provided by Hilltop Securities, Inc.

Learn about your advisor at FINRA BrokerCheck.

To review our Business Continuity Plan Disclosure, go here.

To review our fee schedule, go here.

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